SAEM Society for Academic Emergency Medicine
901 N. Washington Avenue
Lansing, Michigan 48906-5137
Telephone: (517) 485-5484
FAX: (517) 485-0801
E-Mail: saem@saem.org

Negotiating for an Academic Faculty Position in Emergency Medicine

Written by an SAEM Task Force
1992-1994

Table of Contents

AUTHORS

Rita K. Cydulka, MD
Assistant Professor
Case Western Reserve University
Charles L. Emerman, MD
Associate Professor
Case Western Reserve University
Jeffrey Jones, MD
Assistant Professor
Michigan State University
College of Human Medicine
Leonard Justice
Executive Director
Maricopa Emergency Physicians
Joseph LaMantia, MD
Assistant Professor
Albert Einstein College
John B. McCabe, MD
Professor and Chair
State University of New York, Syracuse
C. Keith Stone, MD
Assistant Professor
East Carolina University
School of Medicineof Medicine
Harold A. Thomas, Jr, MD
Assistant Professor
Bowman Gray School of Medicine
Alexander Trott, MD
Professor
University of Cincinnati

TABLE OF CONTENTS

Chapter
1 Basic Principles of NegotiationHarold A. Thomas, Jr, MD
2 Understanding Promotion and Tenure Alexander Trott, MD
3 Negotiating an Emergency Medicine Faculty Position C. Keith Stone, MD
Rita K. Cydulka, MD
4Negotiating a Residency Director Position Joseph LaMantia, MD
5 Negotiating a Research Director Position Jeffrey S. Jones, MD
6 Negotiating a Departmental Chair Position Charles L. Emerman, MD
John B. McCabe, MD
7 Evaluating Benefits as Part of Your Compensation Leonard Justice

Chapter One
BASIC PRINCIPLES OF NEGOTIATION

Negotiation is a necessity, although few appreciate its importance. Everyone negotiates daily with their families, coworkers, even their patients. Many people look with disdain on the process, however, the development of some basic skills will increase effectiveness in all areas of life, particularly when considering a major career move.

THE THREE STAGES OF NEGOTIATION

All negotiation goes through three distinct stages:

Stage I - Clarifying the Objectives: each party determines what the other wants.
Stage II - Exchange of Information: they talk about it.
Stage III - Reach for a Solution: the two parties arrive at a mutually acceptable solution with each side compromising as needed. The traditional view is that the winner is the party that compromises the least; however, more people now realize that in a long-term relationship there is no "winner" if one party feels it has lost.

Stage I: Many incorrectly believe that negotiations start at Stage III and hurry through the first two stages. This assumes that both sides already know what the other wants. Avoid this error by explicitly identifying the needs of the other side, for example: "I want x number of dollars each year." The best agreements will be reached by understanding the reasons behind this position. For instance, one may wish for a certain salary but the reason is to meet college tuition costs, and this need could be met by a free tuition program. As another example, a program may insist on a July start date for new faculty but really only need extra weekend coverage during the busy summer months.

Stage II: The exchange of information is the most important stage and should be the most time consuming since it sets the tone for all further discussion. The most important way to succeed at negotiation is to obtain as much KNOWLEDGE as possible about any prospective faculty position the institution and the individuals involved in the negotiations. Table 1 lists some important but often overlooked factors. Resources include discussions with the Dean, hospital administrators, EM faculty, departmental secretaries, house officers, nurses, faculty in other specialties at the institution and emergency physicians from other programs. Return to these sources as your knowledge base develops. Most people will be very willing to help in Stage II when they do not realize they are negotiating. In addition, both parties learn about and begin to trust each other. The investment of time in this stage of negotiations sets up an incentive to work toward a successful outcome.

There are important accomplishments during this stage. The employer is given time to adjust to proposals. A request that may be rejected during formal negotiations may become more acceptable if it is brought up earlier as a preliminary idea. If the prospective employer develops ownership early in the process, he or she may be more likely to support proposals during Stage III formal negotiations. There is also time to develop self-knowledge. An individual will be a more effective negotiator when there is an understanding of one's real needs. Conventional negotiating strategy emphasizes the importance of establishing a minimum settlement point, such as the lowest acceptable salary. This requires a great deal of honest self-evaluation to separate legitimate financial requirements from ego requirements. A predetermined minimum set point made without psychological pressure avoids over-compromising from the natural desire to reach an agreement. The disadvantage of setting a minimum set point is inflexibility when given new information or novel proposals, and it is very difficult to develop a minimum for each area under negotiation. Great insight is required to know how strenuously to insist on various needs. Requests for resources such as additional residents, more lab space or an another administrative assistant are more likely to be granted before starting a job, but on the other hand, establishing rigid positions during negotiations may so antagonize others that nothing further will be granted after employment. Again, in long term relationships, the needs of both sides must be met.

Individuals tend to underestimate their own importance when dealing with prestigious institutions. An important part of self- knowledge is a realistic assessment of an individual's worth to an organization. In discussions with colleagues and mentors, each person needs to understand the unique talent and capabilities they have and make sure the institution realizes the benefits. At this time, there are more academic positions available than ever, and the trend is for more academic positions in the future.

Stage III: Formal negotiations begin during Stage III. Remember that negotiations are for a total package, not simply salary and clinical hours. Table 2 lists some concerns which should be addressed, including malpractice tail coverage, investment in retirement funds, disability programs, and medical insurance. Some benefits, such as the amount of malpractice insurance, may appear fixed, but in reality almost any item can be negotiated if it is critical to concluding an agreement. Remember that agreements that are sufficient now may need to be adjusted in the years to come. These include salary increases, projected academic advancement, and future responsibilities. It is important to understand the expectations the employer has as part of the agreement. In this final stage most agreements are not concluded until just before (or even after) a deadline. Negotiations may drag on for months without apparent resolution, but as the deadline (artificial though it may be) draws near, creative agreements are reached and important concessions are often granted at the last minute.

WIN/WIN NEGOTIATING

While almost everyone agrees about the importance of win/win negotiating, many people still practice, at least in part, a win-lose strategy. With a win/win approach both sides work together to find the best solution for all concerned, perhaps even a better one than either alone could have envisioned. The emphasis is on cooperation, maximal shared information and joint problem solving. Win/lose negotiating, or pure bargaining, where the more powerful side extracts concessions from the less powerful, is unlikely to lead to a successful long-term relationship. People may not forget their initial defeat or support you or your future goals. It is important to recognize when a win/lose strategy is being used, particularly if one pursues a win/win style and is very self revealing. There are six elements of a win/lose strategy:

  1. Extreme initial positions - Beware if the initial proposal is not even tenable.
  2. Limited authority - Beware if, like a car dealer, the employer needs to approve everything with someone higher up (An axiom in all negotiations is to deal with someone who has power to make decisions).
  3. Your concessions viewed as weakness - Be cautious if the employer expects even more instead of matching concessions.
  4. Hiding deadlines - The institution may hide their deadline by setting an artificially early deadline for an individual to commit.
  5. Stingy in their concessions - It is concerning if the institution's concessions are meager yet they expect major concessions from the individual (An axiom of the win-lose style is to never make the first concession).
  6. Emotional tactics - This is the most likely and most difficult ploy to recognize. Guilt is frequently used in the setting of an academic job negotiation. Common ploys may include statements such as "Advancing medical knowledge is much more important than ~ "You have a duty to give something back to those who have given you so much," or "A real doctor would rather treat these patients who can't get care anywhere else than drive a new Mercedes." Guilt is a very effective means of emotional manipulation. Once the guilt ploy is recognized, it loses power. Negotiations should be based on information and conscious decisions, not emotional ploys. Do not be afraid to walk away from the table just because a job is available now. Taking the wrong position, even a chairmanship, just because it is available now can have a negative affect on both your career and your happiness.
The essence of win-win negotiation is trust and open communications. Mutually beneficial solutions can be arranged when both sides understand the needs and concerns of the other. For example, a new faculty member may want more salary than the chair is comfortable with, but in exchange may be willing to work all night shifts. A prospective research director may settle for fewer nonclinical hours if promised a research assistant. Only when there is enough exchange of information in stage II of the negotiations can these arrangements be created. Solutions only become obvious after enough information is available. The importance of mutual trust in exchange of information cannot be overemphasized, but it can be difficult to decide how much to reveal. Ideally both parties would reveal the deadlines and minimum settlement point on each issue, but there is a tendency for initial positions, even if offered as an absolute minimum settlement point, to become the starting point for compromise. The balance between these positions depends on the trustworthiness of the negotiator's partner, as assessed during the Stage II discussions.

Win/win negotiating demands that one try to see the other's point of view. It does not require excessive compromise, at the expense of one's interests. Nobody wins if bad agreements lead to unhappy faculty. On some issues, the relationship may be more important than forcing a showdown, while on others a firm stance is warranted. This is decided based on the importance of the issue and the alternative to reaching an agreement.

OTHER PRINCIPLES OF NEGOTIATION

A few other principles should be kept in mind during all stages of negotiation.

Separate the people from the problem. Focusing on problem solving rather than personality helps to maintain relationships during intense negotiations. Show respect for others even if they take a disagreeable position. Similarly, friendship or loyalties should not interfere with a negotiating process focused on problem solving.

Focus on interests. not positions. Allow others to save face. "Face" is seldom attributed enough importance in western culture. Many discussions break down when one party is backed into a corner without an honorable way to adjust positions. For example, it is difficult to reopen talks after one party has given what has been stated as an "absolute final offer." Being attuned to this can allow negotiations to proceed where they may otherwise stall. A statement such as "I felt the same way as you until I found out that...," may give the other person an excuse to change positions, and new information can hasten your negotiations.

Generate multiple options. Throughout the process, generate as many options for each issue as possible, without considering their feasibility at first. Selecting one option at this early stage will prevent the consideration of other possibilities. As options are identified they should trigger still more options. The best solution may be some combination of ideas developed for different issues (for example sharing a research Ph.D. with another department and using the money to fund another resident position).

Base Decisions on OBJECTIVE CRITERIA. An important question to ask those with whom you negotiate is "what did you base your proposal on?" Outside objective criteria, where available, can serve as the basis for a fair proposal. A new chairman's salary should be in line with what other chairmen within the institution make. A salary survey of various academic positions is available through SAEM. The salaries of many government positions are matters of public record. These objective criteria can keep personalities from being an issue and also use time to the best advantage. The focus should then identify the criteria, which should be used now to modify them.

Summary Lastly, remember that negotiating is basically a game and like all games one can develop specific skills. One of the most important ways to develop such skills is practice. Get a spouse to take the opposite side and practice mock negotiations or buy a new car or house, just for practice.

Bibliography

  1. Cohen Herb: You Can Negotiate Anything. Bantam Books 1980. If you read only one text, this should be the one.
  2. Dawson Roger: You Can Get Anything You Want (But You Have to Do More Than Ask). Simon & Schuster 1985. Traditional win-lose approach.
  3. Elgin Suzette: Success with The Gentle Art of Verbal Self Defense. Prentice Hall 1989. Will help improve communications with those with whom you negotiate.
  4. Fisher, Roger and Ury, William: Getting to Yes: Negotiating Agreement Without Giving In. Penguin Books 1981. An easy to read, short text on principled negotiations.

TABLE I

Information to be obtained during
Stage II of academic job negotiations
I. Institution

II. Emergency Department

III. Relationships

IV. Clinical Duties

TABLE II

Areas for possible negotiation
for an academic position

  1. Income (how determined, incentive plan, grants)
    • anticipated raises
    • insurance (health, life, disability, liability)
    • retirement
    • meeting and book allowance

  2. Expenses
    • relocation
    • transportation
    • parking
    • meals
    • child care
    • "uniforms"

  3. Responsibilities
    • clinical hours (weekends, nights)
    • protected time
    • responsibilities shared by all faculty (student lectures, quality assurance audits, etc.)
    • your unique responsibilities

  4. Support
    • other faculty (research PhD)
    • administrative assistants, laboratory technicians
    • lab space and equipment
    • computers and software
    • statistical, editorial, grant writing
    • slide and graphics production

  5. Relationships
    • who do you report to (your boss)
    • who reports to you (what kind of authority do you have over them)
    • faculty relationships (where are you in line for vacation request, working on holidays or other schedule conflicts)

  6. Personal Development
    • academic rank, opportunities for advancement
    • sabbaticals
    • educational opportunities (executive mba etc.)

  7. Status symbols
    • office with window
    • personal parking place
    • name on departmental letterhead

Chapter Two

UNDERSTANDING PROMOTION AND TENURE P & T)

Background

The P & T system helps define a faculty member's career pathway in many academic medical centers. Because the "clock starts ticking" once a candidate is hired and given a tenure track appointment, the candidate needs to know the rules and particulars of the P & T system as they apply to the institution and to Emergency Medicine faculty.

Academic tenure was created to protect the academic freedom of teachers and scholars. Before the era of civil rights and modern employment laws, academic scholars (particularly those with unpopular points of view) were subject to arbitrary harassment and dismissal. Achievement of tenure, through scholarly accomplishment, assured progressive thought and expression so that the tenured professor was guaranteed a lifetime appointment including salary protection. Tenure was created with book scholars and bench scientists in mind. The traditional seven years to achieve tenure, "the up or out system," derived from those earlier times.

Medical school officials are increasingly reluctant to award tenure, fearing that aging scholars will lose incentive to maintain academic productivity once their salary is guaranteed. Productive academic clinicians feel that they deserve tenure for their clinical research and contributions to student and resident education. Because faculty with tenure are viewed as worthy of respect, pride is central to this issue. Nobody wants to be a second-class academic citizen.

The probationary period or pretenure appointment varies among schools, although it averages about seven years. In most schools, faculty who achieve tenure are released from periodic evaluations and contract negotiations. In some schools, however, contracts continue to be renegotiated or "rolled over" at given intervals. Tenure usually comes at the title level of associate or full professor. The award usually guarantees full title for the academic life of the clinician. Typically, the medical school (or parent university) provides a base stipend for academic activities. The department, through a practice plan, issues a separate check for clinical services, and tenure often applies only to the academic portion and very few schools guarantee a full clinical salary.

The specific criteria for awarding tenure and promotion vary between schools. There may be similarities in the criteria for tenure and non-tenure tracks, varying by degree and extent, but the underlying principle is that tenure is reserved for those productive individuals whose contributions are perceived to be of significant and ongoing value to an institution. Funded laboratory research is considered the most important area of endeavor by traditional medical school P & T committees, with clinical research deemed less prestigious. Funding, usually from external sources, is not considered important until it reaches the mid or high six figures in dollar amounts. The primary investigator of a National Institutes of Health funded project is the most valued for promotion. Other prestigious funding agencies include the Centers for Disease Control and large private or public foundations. while commercial or pharmaceutical company funding is not as important to the P & T committee, these contracts provide a start for young investigators and might lead to opportunities at the federal or foundation level. Publishing is another key activity in the P & T committee deliberations. Refereed and non-refeered are the two types of journals that report scientific medical information. Manuscripts submitted to refereed journals are distributed to peer reviewers who help the editor in the decision to publish. Scientific reports of research efforts are evaluated for soundness of methodology and conclusions as well as many other criteria. P & T committees view these publications as being very important. Scientific reviews, case reports, articles in non-refereed journals and textbook chapters are awarded much less importance by the committee.

The committee also considers teaching accomplishments. EM faculty spend much of their time in resident education; however, the contribution toward medical student teaching is usually considered more important. The committee will consider the number of students taught, total student contact hours, and student evaluations. Some schools are trying to emphasize teaching more, but still give it less value than research. Activities that receive even less attention are service on medical school and hospital committees, and membership and participation on local regional and national specialty societies.

In recent years there has been considerable debate about the role of tenure for clinicians/educators, since most of the clinician's time is devoted to patient care, at the expense of academic responsibilities. Many university faculty are strongly influenced by the American Association of University Professors, (AAUP) an organization led by basic scientists, and they feel that clinicians, untrained in the rigors of scientific pursuit and research, should not receive tenured appointments.

Clinician/educators achieve tenure by extraordinary teaching or clinical achievements. They must still demonstrate some research activity although not at the same funding level or intensity as the traditional researcher.

Before the issue of P & T can be appropriately addressed during the negotiation process, the academic status of the emergency medicine program must be clarified. Free standing academic programs of emergency medicine, such as full departments or divisions of the dean's office, will often have their own P & T guidelines, appropriate for the academic practice of emergency medicine. If the emergency medicine academic unit is housed within another department, those departmental guidelines may not be appropriate to the academic needs of the EM faculty. The academic chair should be asked to clarify the prospects for promotion for EM faculty under the P & T guidelines of another specialty department.

Once the academic status of the P & T program is understood, the candidate and chair determine whether a tenure or non-tenure position applies to the specific appointment being sought. The chair's recommendations go through the dean for the institutional P & T committee approval, but the actual appointment is granted by the governing board of the medical school or university. A separate but concurrent process is initiated for appointment to the hospital staff. Medical school and hospital appointments can be coterminous or separate depending on the institutional arrangements.

In some schools, the initial academic appointment will be to an open or general track where the faculty are appointed at the instructor level. This initial appointment period is usually limited to three years before assignment to a formal tenure track. In recent years, there has been increasing competition by researchers in all fields for available research dollars and medical schools may use this open track to provide more time for development, and forestall faculty from prematurely sitting for tenure. In such a system, ten years can pass before faculty must achieve tenure. If there is no general track, then a specific assignment will be made to either the tenure or nontenure track. The initial title granted is either at the instructor or assistant professor level. For the applicant, the time at which one will be nominated for promotion or tenure should be defined, rather than left entirely open-ended, or at the department chair's discretion.

Once an initial appointment is granted, there are specific administrative requirements for advancing through the system. Most medical schools periodically notify faculty of the criteria for tenure eligibility, reappointment, and promotion. When they are nominated for promotion or tenure, faculty must document their clinical, teaching and scholarly activities for consideration. This documentation includes letters of recommendation from colleagues and prominent academic emergency physicians, as well as evidence of teaching efforts and of research and other publications. These are first studied by the departmental P & T committee which makes a recommendation to the chairperson. The chair then forwards favorable recommendations to the dean and the school P & T committee. All promotions are approved by the governing board of the school or parent university. Unfavorable recommendations can usually be appealed.

If one is hired into the nontenure or clinical track, the primary responsibility is clinical and teaching with lower requirements for research. In this track, the faculty member negotiates periodic contracts of one to five years in duration based on continuing performance. Faculty in the non-tenured clinical tracks are identified as clinical assistant, associate, or professors of emergency medicine. when academic programs of emergency medicine reside in departments other than emergency medicine, appointments are made to that specialty area. For example, an emergency physician may hold the title of "clinical associate professor of medicine".

Once in a particular track, transfer can take place to another. There is always the possibility that personal maturation, circumstances or career aspirations might change. Most schools provide for track transfer in either direction. Individuals on a tenure track but with a clinically oriented career can transfer to a non-tenure track. In some schools, there is a time limit to make this decision before it becomes irrevocable.

There are no general rules governing transfers from one academic institution to another. Appointment, tenure eligibility, and salary are entirely up to the new chair and local institutional guidelines. Tenure is not transferable but can be granted directly by the new school. The title and award of tenure again will depend on prior achievements, but it would be rare to regress in title and, frequently, a higher title is granted. Such promotion and awards of tenure are sometimes used as a recruiting incentive.

In spite of presumptive guarantees, universities have a variety of methods to terminate tenured faculty. Universities can fire individuals based on cause, such as violations of the law or ethics. Recently, precedent has been set for firing physicians when the university could demonstrate limited or diminishing financial resources. Non-tenured faculty are removed simply by non-renewal of the contract. Occasionally, termination of both tenured and non-tenured faculty has been accomplished through financial settlements.

Because P & T systems are different for each medical school, the candidate should ask to see the Faculty Handbook. This will list the specific policies, procedures, and guidelines used for that institution. Established academic departments of emergency medicine may have guidelines specific to their P & T committee. Finally, the Association of American Medical Colleges (AAMC), in Washington, DC, publishes a compendium, entitled, Faculty Appointment Policies and Practices, listing all U.S. medical schools' P & T policies.

Chapter Three

NEGOTIATING AN EMERGENCY MEDICINE FACULTY POSITION

The expansion in the number of emergency medicine training positions has created an increased need for residency trained faculty and these needs continue to grow as the specialty matures. This chapter discusses the important factors in evaluating a faculty position.

CLINICAL OPERATIONS

The single most important factor to consider is the number of clinical hours required of you as a faculty member since this will dictate the time available for academic pursuits. In general, 20-24 clinical hours per week allows adequate time for research, teaching, and administrative responsibilities. In the case of a clinical teaching position, where little or no research is required, a 30 to 36 clinical hour schedule is probably appropriate. Senior faculty with administrative, teaching, or research responsibilities should expect to spend one to three days per week outside of clinical duties and the number of clinical hours to be negotiated will depend on the nonclinical goals agreed upon during negotiations. The distribution and length of the shifts may be more important to senior than junior faculty. Current faculty may indicate if they are satisfied with the shift distribution or if some faculty get preferential treatment. The distribution of night and weekend shifts may also reflect the attitude of leadership toward equity in other affairs. The total number of clinical hours may be more important than shift length to most junior faculty. Shift work effects health and family life and may becomes more difficult to tolerate, both physically and psychologically with age.

The combined attending and resident staffing must be adequate to cover the patient population, volume, and acuity. Typical community staffing patterns have presumed that a physician can see 2-3 patients per hour or that one full-time faculty equivalent and 3 residents are required for every 5000 patients. These assumptions vary depending on volume, acuity, the physical layout of the department, number of treatment areas, the presence of a fast track, and the number and quality of the housestaff. There must also be time available for resident supervision. Another measure of the adequacy of staffing is the percent of patients who leave without being seen, which should average less than 3 %. Observation of a busy shift will show whether the clinical time is devoted mostly to primary patient care, administrative problems, or housestaff teaching and supervision. The pace of the department should be assessed to determine if it is consistent with teaching and academic discussion about patient care. If the attending physicians are seeing a high percentage of patients as the primary provider, then that supervision will suffer. Current faculty can also provide an impression of the pace of the department and the staffing required for safe practice. The residents can provide a view of availability of the attending staff.

There must be a willingness on the part of consultants, both residents and attending, to provide timely care to patients in the emergency department. The working relationship between the EM staff and the consultant services must provide for good resident education along with good patient care. Determine which consultants are in-house at night and how long it takes for them to respond to the ED.

Medical control of EMS and air medical services can also occupy an attending's time, particularly if triage of air medical flight requests if required. There should be policies for accepting these patients and responsibilities for on-line control of ground and air ambulances should be clearly defined. Inter-hospital transfers may detract from patient care and resident supervision. Determine who accepts transfers, whether all transfers have to go through the ED, and the volume and appropriateness of these transfers.

Evaluate the availability of ancillary services, the nurse staffing, the timeliness of laboratory and radiologic services, and the physical layout of the emergency department. Information from departments of similar volume and acuity can provide a basis for comparison.

Determine if there is recognition or compensation for performing extra duties, such as extra shifts and administrative tasks. The amount of non-clinical time should be sufficient for conferences, research, and other academic or administrative interests. The director may require demonstrable accomplishments such as publishable manuscripts or grants as a condition for continued protected time or there may be a requirement to buy back protected time with clinical earnings or grant money.

DEPARTMENT BUDGET

ED operations may be funded from many different sources including the medical school, hospital, medical practice plans, and grants. Faculty should understand these sources, their stability, and the history of funding. The funding should be adequate for both ongoing clinical operations and purchase or replacement of capital equipment. The salary budget should allow for cost of living increases as well as merit raises or bonuses. Funds should be provided for CME, dues, journals and textbooks. A research budget may provide seed money for junior faculty. It is important to understand the linkage between patient care income, the departmental budget, and your physician salary. Determine who has control of the budget, how your salary is set, and how raises are negotiated from year to year.

AUTHORITY

Review the relationship between emergency medicine, the hospital, and the medical school. The real authority may lie with the ED director, an administrator or chair of another department. It is crucial to have a full-time ED chair with a direct reporting relationship to hospital administration in order to help insure that adequate resources are available for faculty development. It is essential to determine if the chairperson of emergency medicine has the authority to effect needed change and will support faculty in disputes with other departments. If EM is not a separate department but is a division within another medical school department, there needs to be active support for EM by the parent department. In that instance, a personal interview with the academic chair will determine their views about emergency medicine practice and research. The chair should have sufficient local authority to advance the EM program.

Most chairs have a particular management style. Decisions made by departmental committees chaired by senior staff must be fairly considered for implementation and not subject to automatic veto by the director. An autocratic leader may be incompatible with senior faculty who prefer consensus decision making. On the other hand, faculty who wish to avoid administrative matters prefer a director who is able to make the difficult decisions. Current faculty can provide a view on whether the director involves them in formulating departmental policies.

The chair is in a position to advance careers by facilitating appointment to national committees, collaborating on research projects, and recommending faculty to book editors. Other faculty can provide insight into the chairperson's willingness to develop new faculty along those lines and this can be assessed by reviewing faculty turnover, awards of tenure, research productivity, and faculty appointments to committees. One should be hesitant to accept a position with an acting chairperson, since the expectations of the permanent chairperson may be much different than those of the acting chairperson.

ADMINISTRATIVE RESPONSIBILITIES

Responsibilities apart from teaching and patient care are often ill-defined for junior faculty. Administrative duties, while required of most senior faculty, can encroach on academic and teaching time. Discuss the extent of such responsibilities, along with the authority given for and rewards of such service. Expectations for administrative duties should be negotiated prior to accepting a position.

Administrative responsibilities for faculty include coordinating or serving as an assistant for EMS, air medical services, medical student education, quality assurance, or disaster planning. Ideally, there will be an opportunity to participate in a specific area of interest and if not, there should be a clear understanding of the progression to desirable positions over time.

Most departments require participation on committees which may include departmental, hospital, or university committees. The authority given and activity and time commitment required will vary. Some committees will allow for interaction with faculty from other departments with the reasonable expectation that the committee's work will have a meaningful impact. Other committee members will provide a view on the scope of the duties and the time required for service on the committee. Junior faculty should not agree to serve on more than one or two of these committees to prevent distraction from higher priorities.

If service on committees is required, the ability of the chair to recommend faculty for placement on desirable committees should be determined. Service on committees that have high visibility and authority such as the Quality Assurance, Curriculum, Promotions and Tenure, or Human Investigation Committees may be beneficial in promoting one's career and enhancing the status of emergency medicine. These will also provide interaction with leaders in the institution. Other committees such as the CME Committee, Pharmacy and Therapeutics Committee, Infection Control Committee, and Admissions Committee may yield less benefit. The status of various committees is institution specific however, and thus careful investigation will be required before committing to a specific assignment.

ACADEMIC RESPONSIBILITIES

Academic expectations vary for university based and community based programs. Medical school positions typically require less clinical practice with greater expectations for teaching and research. The advantages of this type of position include greater contact with medical students, and direct involvement with other medical school departments. The salaries in academic practice may be 25-50% lower than in community programs. There is usually less pressure and opportunity for research in a community hospital, but a greater emphasis on patient care. Requirements for clinical practice, teaching, and research and publication vary widely, however, and these expectations should be established prior to accepting a position.

Much of the teaching responsibilities will revolve around residents, including bedside teaching, providing supervision and delivering lectures. There may be additional requirements for giving lectures to and supervising non-EM residents and medical students. The department may sponsor education for EMS personnel and nursing staff, or require participation in short courses such as Advanced Cardiac Life Support or local Continuing Medical Education courses.

The research and publication expectations should be clearly defined. It may be important to identify mentors to help develop research skills and there may be time and funding for graduate level courses on research design or biostatistics. Faculty with an interest in bench (laboratory) research will need to assess the availability of lab space and equipment. Clinical investigators will be concerned with the patient population and availability of research assistants. Cooperation from ED staff is essential for conducting clinical studies. Financial support should include a departmental or institutional research fund. There may be specified funds for young investigators. When grant support is a condition for the award of tenure there must be adequate staff in the institution to assist with the identification and preparation of grants, along with computer and adequate secretarial support for manuscript preparation. Evaluate whether other departments will help with studies and statistical, computer, and secretarial support.

CAREER DEVELOPMENT

The need for career development for faculty cannot be overemphasized. The presence of senior faculty mentors within the department is vital for career growth. Departmental commitment to the development of faculty should include sharing of opportunities for research and publishing and attendance at career development mini-courses or fellowships.

There may be a formal faculty development program in place in the department. Other tangible areas of support include office space and adequate secretarial support. There should be an adequate number of computers for faculty use and provisions for slide and graphics preparation. There may be an opportunity to negotiate for the pursuance of advanced degree courses, fellowships, or extended extramural courses in a particular area of interest. These include coursework and degrees in statistics, public health, or business administration programs. Free tuition programs or funding for sabbaticals may be faculty prerequisites.

With greater academic achievement and rank should come an increasing level of responsibility within the department, the hospital and the university. Find out whether this position provides ample growth opportunity. The best evidence of a supportive environment is the presence of nationally prominent faculty in addition to the chair.

The local and national status of the chair can have a significant impact on the advancement of the faculty. A nationally prominent chair will have the opportunity to involve the faculty in state or national ACEP and SAEM committees, research projects, publications, books and task forces. A chair whose time is spent entirely on institutional politics may be less able, or willing, to help the faculty in developing their own careers. On the other hand a chair may be so involved in outside activities that the administration of the department suffers. The balance between these extremes should be appraised during interviews. Current faculty may provide some insight into these matters.

Additional academic responsibilities include supervision of residents, medical students, nurse practitioners, paramedics, and ancillary personnel. A faculty member may be responsible for as many as four conferences each month. Clinical faculty participation may be less. There may be expectations for attendance at all conferences and journal clubs. The department may require faculty to participate in courses such as ACLS, BCLS, BTLS, and ATLS. There may be additional projects such as EMS outreach or programs for community physicians. while all of these endeavors are appropriate for academic faculty, a realistic appraisal of the job requirements, expectations and rewards should occur during the interview process.

Outside professional work as teaching, consultation, writing, or legal consulting may be allowed by the department, although the income may be subject to departmental taxes. Learn if the hospital or university keeps patent rights on intellectual property.

SUPPORT STAFF

It is impossible to perform well as a faculty member without adequate secretarial support. Job negotiations should consider a budget for computers, books, software, dictation and other needed equipment. It may be desirable to request a yearly discretionary allowance.

SEARCH AND NEGOTIATION

The process of obtaining an academic position begins with defining short and long term career goals. Other factors such as economics, geography, family needs, and job satisfaction should be assigned relative weight. This will identify the type of position and institution on which to focus a search.

There are many sources of information on academic job openings. Other faculty can be an invaluable source of information through their contacts. Emergency medicine journals, AAMC newsletter and the SAEM monthly newsletter contain advertisements detailing available academic jobs. Direct mailings to residency programs also provide notice of openings. Contacts can be easily found at the ACEP and SAEM annual meetings. In addition, the Emergency Medicine Residents Association provides a comprehensive job catalog each year that contains multiple listings of available academic jobs. Lastly, physician recruitment firms occasionally offer academic positions. Be aware that the recruiter makes a commission only when a contract is signed so there may be considerable pressure to join a certain group.

Certain academic positions are not advertised in any manner and it may be productive to contact and send a curriculum vitae to those institutions which meet your needs. A follow-up phone call can be made if there is not a response within two weeks. Once a contact is made, phone contact is essential in order to get basic information about the position and this will also allow a first impression of the chair. The checklist in Table 1 may be helpful in this regard.

The information exchanged during this call will be the basis to accept or reject an interview. If the position appears to meet professional and financial goals, an interview should be arranged. Beware of any institution that will not underwrite the expenses for interviewing faculty candidates as this may indicate a general lack of support for emergency medicine.

The interview process should occupy at least a full day. Many interviews begin the evening before with dinner with the chairperson. This allows a one on one discussion in a more relaxed atmosphere. The day should consist of interviews with faculty members, and at least one hospital and one nursing administrator. A meeting with residents is desirable but may not be possible on the first visit. There should be a tour of the ED, offices, library, and research facilities if applicable.

A second interview allows for a valuable re-look at the program as well as the opportunity to meet with other key individuals at the institution. If the position is within a medical school, an interview with the dean or his representative could be helpful, particularly if a senior position is at stake. A meeting with another department chairperson may be helpful as well. Time should be allotted for exploration of the area to include housing, schools and recreational facilities. Second interviews should be sought only at those institutions under serious consideration.

Once a decision to accept a position is made, a formal letter of acceptance should be addressed to the chair. Courtesy letters should be sent immediately to other institutions informing them of the decision. A contract outlining the employment agreement should be forthcoming. Medical school bureaucracies may slow the process of contract formation in which case a letter of intent of employment should be requested.

The opportunities for recent residency graduates to gain employment in academic emergency medicine are excellent. By carefully evaluating career goals and integrating them into the job search process, the first teaching position will become the foundation on which to build a successful academic emergency medicine career.

The position of a senior faculty member in an Emergency Department can be very exciting. It can offer multiple opportunities for further clinical, academic, and administrative growth. Ensure that this position offers the opportunity to advance individual goals and negotiate for the time and resources to foster professional growth.

Checklist

Clinical Responsibility

Authority

Responsibilities

Benefits

Personal Issues

Chapter Four

Negotiating a Residency Director Position

INSTITUTIONAL SUPPORT

The central issue is the commitment of the institution to the training of emergency medicine residents. A statement can be found in the Institutional Policy Review Document required by the ACGME institutional review, which states its reasons for sponsoring graduate medical education, describes the process by which educational resources are distributed, and details the system by which resident positions are apportioned1. The most recent ACGME institutional review will point out the strengths and weakness of the institutional GME program.

Institutions have a director of medical education or a chair of a graduate medical education committee. Determine the role of this person in setting institutional policies and their influence over individual programs. Past minutes of the GME committee may reveal ongoing problems that have not been addressed.

Ask how the institution promotes itself to medical students. Review the institution's success in recruiting residents into its programs. Since the training of your residents is partly dependent on the quality of other programs, the status of other programs should be reviewed. The philosophy of the medical center regarding resident education is also apparent in its academic affiliation, and those agreements should be reviewed to insure that they meet EM RRC requirements. Determine whether emergency medicine has access to academic resources equivalent to other departments. Access and influence is most easily achieved if emergency medicine is a free standing department, although some programs operate well as a section or division of another department. When the program is a division of another department, there must be active support of EM and the goals of the program must be consistent with the plans of the parent department.

Determine how EM specifically fits into the institution's overall philosophy, particularly insuring that the program is not supported solely as a means of staffing the ED. An understanding of the way in which the program contributes to the institution's strategic objectives will aid in structuring requests for increased resources23. The degree to which other departments support the EM program and its educational objectives must be determined. For example, the agreement negotiated with surgery must provide senior EM residents with the opportunity to lead trauma resuscitations and allow junior residents to perform procedures. Other support includes the authority of emergency physicians to admit patients, perform procedures, and request consultants.

The ED must provide a milieu in which the residents can function without undue stress and conflict. A review of this will identify areas which should be negotiated prior to accepting a position. Previous RRC site survey reports will identify areas of deficiencies. Review clinical affiliations with other institutions and determine the rationale for those agreements. These may point out areas of educational weaknesses or funding difficulties. Review the recent performance of the program in the match. The department's commitment to the residency can in part be determined by whether the chair and faculty all participate in the interview process.

RESOURCES

There must be an adequate number of faculty budgeted for the department not only for patient care and resident supervision, but to allow for activities such as didactic teaching, research and publication, administration, and committee assignments. The actual number required to adequately staff the program will depend on such factors as patient acuity, ancillary support, and size of the EM program. A recent survey4 of EM programs found that there were an average of 11 full-time and 4 part-time faculty working an average of 23 hours of clinical time, 19 hours administrative and teaching time, and 7 hours per week in research. Some programs also have an associate or assistant residency director, a research director, or a local site director, depending on the size of the program.

There must be enough EM residents to constitute a "critical mass " in the ED. This will vary by the number of training sites, the number of outside rotations and the patient census and acuity. If the numbers appear inadequate then additional funding should be negotiated for program expansion. The residency director may want to a have a specific budget, along with a discretionary fund to cover items such as resident travel, research or other educational expenses (Table 2).

There must be at least one dedicated residency secretary supervised by the residency director. The director will want to insure that there is adequate storage for program files, educational space for conferences and a library. The residency director may also want to have a budget for items such as resident computers, software, slide making equipment, and photocopying.

AUTHORITY

A program director must have authority to direct the educational activities of the department and to implement changes to meet evolving needs of the residents and requirements of the RRC. This should include enough influence over ED operations, teaching faculty recruitment, continuous quality improvement, and policy making to the extent these functions affect residents. There will be limits to the authority of the residency director relative to the departmental chair. Part of the negotiations should include a frank discussion on those limits and the means by which conflicts will be resolved. This should include a discussion on the process of selecting an associate residency director. Determine the role of the other faculty in setting residency policy. There may be an overlap between the responsibilities of the residency director and those of the research director, EMS coordinator, and medical student coordinator. Find out what understandings are currently in place regarding specific areas of the program and mechanisms for resolving conflicts. One area of potential conflict is resident scheduling. Determine how the inevitable conflicts between the service needs of the department and the educational needs of the residency program are settled. In summary, determine the authority of the residency director and the latitude of the departmental director.

RESPONSIBILITY

The residency director's duties should center on program development and resident recruitment, retention, and advancement. Direct patient care and supervision of residents in the ED by the program director provides both a role model for the resident and allows the program director to monitor the residents' performance, training and experience first hand. Responsibility within the department and hospital for activities related to resident training should be balanced against the director's other responsibilities, such as didactic teaching, research, and publication. The program director's schedule should allow time for resident conferences and counseling. The program director must have time to participate in national organizations and it will be difficult to perform all these duties if more than half of the time is spent in clinical practice.

PERSONAL BENEFITS

There must be funds and time allotted for not only CME, but also attendance at national meetings and committee work. While there may be a set number of CME days that are allotted to faculty members, the residency director may want additional time to attend pertinent meetings of the AAMC, SAEM, CORD, and ACEP. In addition, determine whether time away from the institution for national presentations, participation in organized emergency medicine courses or activities as an RRC site surveyor or ABEM board examiner are counted against CME time.

OTHER CONSIDERATIONS

The same questions apply for new EM program applications. Under these circumstances it is essential to determine that the institution understands the nature of its commitment and the impact this will have on other areas of operation. Most programs are not approved on initial application, and the long term commitment of the department to a residency program must be assured.

Special emphasis has been placed throughout this chapter on the evaluation of the educational program. The residency also depends upon the scope and quality of its research efforts3'4'5. There must be a core group of researchers in the department. Assess the effectiveness of the research director, the track record for publications and grants and any plans for research development. If these are inadequate, the chair should be questioned about plans for enhancing the research effort, particularly as it relates to resident education in research.

Determine the particular strengths and weaknesses of the emergency medicine chairman. The key factor to determine is the director's commitment to faculty development. This will be evident in the time allotted for non-clinical duties, in the funds provided for meetings, research, and other appropriate academic expenses, and the extent to which other faculty members have been successful on a national level. Meet with key faculty to discover their interests and goals, along with current residents to determine their needs. Recent residency graduates may be willing to shed some light on the real workings of the residency program. Finally, unless this is a new program, an outgoing residency director will exist. This person should have considerable insight and should be contacted.

SUMMARY

The central issue to be assessed is the extent to which the institution promotes and facilitates the training of emergency medicine residents. Negotiations should be focused on the areas that are essential to furthering the development of the program.

TABLE I

Status of Emergency Medicine

Status of the Residency Program Residency Director's Authority Responsibility

TABLE II

Budgetary Items For
Residency Program

Resident salaries
Resident benefits (health, vision, dental, disability insurance)
Recruitment costs brochures, postage, meals, lodging)
Resident meeting and travel expenses
Funds for journal club meals and graduation party
Resident research fund
Books and journal subscriptions for residents and library
Computer hardware and software
Slide making equipment, photographic supplies
AV supplies (slide and overhead projector, medical illustration)
Secretarial support
ACEP and SAEM dues for residents
ACLS, ATLS, PALS, BTLS fees
Outside supplies and fees
Educational materials (models, prepared slides, computer simulations)
Speaker's fees and honorariums

REFERENCES

  1. General Requirements for Accreditation of Graduate Medical Education Program, in: 1992-1993 Director of Graduate Medical Education Programs. Chicago, American Medical Association, 1992; p.11-12.
  2. Rusnak RA, Hamilton GC, Allison ET Jr.: Autonomous Departments of Emergency Medicine in Contemporary Academic Medical Centers. Arm Emerg Med 1991 ;20:680-700.
  3. Binder L: The Process of Facilitating Change in Academic Institutions. Society for Academic Emergency Medicine Newsletter 1991 ;3 :6 p.7-8.
  4. Meislin HW, Spaite DW, Valenzuela TD: Meeting the Goals of Academia: Characteristics of Emergency Medicine Faculty academic Work Styles. Ann Emerg Med 1992;2 1:298-302.
  5. Krome RL: Up the Academic Ladder. J Emerg Med 1985;3:59-64.

Chapter Five

Negotiating a Research Director Position

INTRODUCTION

Sir William Osler noted that, of the three traditional duties of an academic department, scientific investigation was the first to suffer when resources were strained. Research directors find that their other roles as faculty constantly encroach on whatever time is available for investigation. Not only must directors conduct their own work but they must create an environment that fosters departmental research. Research directors need the support of their directors, fellow EM faculty, and collaborators in other departments, in order to succeed. Without a cooperative environment, efforts to create a research program will fail (Table 1).

Interviews will require the exploration of a number of areas. Few programs will be able to fulfill all of one's wishes and the importance of each requirement will need to be considered. Negotiation and information about the following items will provide a view of the expectations and benefits of a position under consideration.

ADMINISTRATIVE STRUCTURE

Most academic programs have university and hospital relationships. These relationships and their interconnections will give insight into the commitment of the institution to emergency medicine. It is difficult to maintain a serious research program without medical school and university affiliations which facilitate liaisons with basic scientists to collaborate or consult on one's projects. Ideally the basic science departments will have expertise in areas of interest within emergency medicine such as toxicology, epidemiology, or cardiovascular physiology. Ideally, emergency medicine should be an independent department. For the research director, the advantage of departmental status is greater access to labs, graduate students, or membership on university committees. In addition, there may be institutional grants or awards that are available only with adequate support from the academic chair. In the absence of departmental status, the chair of the parent department must commit active support to emergency medicine research.

The priority assigned to research by the organization is reflected by the money, space, and faculty time provided. If the leadership is committed to furthering emergency medicine research, it is more likely that research will be nurtured and additional support will be provided at critical times. Previous research directors at the institution may provide information about areas where there have been conflicts or ways in which the position and its responsibilities have changed. The previous research director may be able to give you insight into the department's true commitment to research. The amount of money, space, and protected time for faculty provide additional clues to this commitment.

Current faculty may provide information about the IRE process to determine if there are long delays in obtaining approval. The IRE should have input from emergency medicine faculty. There may be limitations placed by the IRE on the types of clinical studies which can be performed in the ED such as studies which require waiver of informed consent. There may be limitations on industry sponsored research. Each institution will have unique policies regarding approval for grant requests, managing grant funds, indirect costs, and control of grant money.

FACULTY RELATIONSHIPS

The chances for academic success are greatest if the existing program is broadly established with a critical mass of committed faculty who are actively involved in research. The potential applicant should identify key faculty members and analyze their specific academic interests and record of accomplishments, including grants and published research. Concern should be raised if the research director is the only faculty member actually doing research. More specifically, a departmental director who lacks research experience will have little insight into the resources and time necessary to conduct quality investigations. In a department that has a commitment to research, there will be a requirement for at least a group of the academic faculty to conduct research. Inclusion of research achievements into the departmental bonus system and the number of faculty in tenure track, if available, provide additional evidence of departmental commitment.

If there is not a tenure tract, determine the chairman's expectation for faculty research. Since faculty interest in research will vary, the chair must be willing to use his/her authority to ensure that patients are enrolled into protocols. There are advantages and disadvantages to joining a group where other faculty share your specific research interests. Where there are common interests, there may be an opportunity to share resources or laboratories. On the other hand, conflicts may arise over the priorities in which clinical protocols will be studied. The research director may wish to have a role in guiding the direction that departmental research will follow, in order to efficiently utilize resources. It may be appropriate for the research director to chair a departmental research committee that reviews all projects in order to ensure that they will not conflict with each other and to set goals for the group.

It is useful to assess the relationships with other academic departments to determine if other groups will be willing to collaborate on important projects. The cooperation of the nursing staff is essential in clinical projects for subject enrollment. The views of the head nurse will determine the role of nursing in the conduct of clinical projects.

Responsibility for the success of both clinical and basic research ultimately rests with departmental chairs. Chairs must use their position in the hospital and university to obtain the resources of protected time, salary, facilities, and support personnel required by investigators. The faculty development program should include research topics and there should be a long range plan for research development. The research director should have the opportunity to modify these plans and expect a commitment of resources to implement the plan.

RESIDENCY TRAINING PROGRAM

The structure of the training program including educational objectives, resident research requirements, and the amount of time available for resident research should be reviewed. The support for resident research will be evident in the scope of resident publications and presentations. There must be an agreement with the residency director on the expectations for the research director's involvement in the training program. This agreement should cover resident research requirements, support for resident travel to present abstracts, availability of designated research blocks, and funding for resident projects. The research director should have specific responsibilities for resident training in research. The program should have an established research curriculum that specifies how those goals will be met. The research director may be asked to supervise all resident projects, which will require a significant commitment of time. Alternatively, if the general faculty precept the residents, there must be some provision for insuring that the resident role is meaningful and properly structured. Conflicts may arise with other faculty over assignment of residents to specific projects, authorship of resident projects, and responsibility for review or preparation of grant applications. Discussions with other faculty and with senior residents may clarify how these issues have been handled previously.

Journal clubs are a popular forum for teaching research methodology and critical reading skills. Review the organization, attendance, and format of these sessions. Determine if there are any other teaching activities (e.g., workshops or seminars) that the research director organizes. There should be clearly defined plans for funding, supervising, and staffing existing research fellowships. The role of the research director in training should be specified. If there is a fellowship planned, there should be agreement on the timetable for establishing the funding mechanisms, recruitment, curriculum development, and duties of the research fellows.

CLINICAL DUTIES

Clinical and administrative demands cumulatively greater than 24 hours per week can make it difficult to maintain a functioning research program. There must be flexibility in scheduling to allow for consistent research day(s) for animal lab scheduling or to schedule larger blocks of time for concerted efforts on grant or manuscript preparation. Protected research time should be negotiated separately from other types of nonclinical activities such as conducting departmental research conferences, reviewing manuscripts, and attending committee meetings.

RESEARCH FACILITIES

Other resources that are critical to a successful research program include adequate office space, research facilities, and staff support. A quiet, well-equipped research center within or contiguous with the emergency department can be a powerful incentive for the production of grants and study protocols. The basic science laboratory ideally should be in proximity to the hospital. The animal care facilities must meet Federal (NIH) standards and have provisions for long-term care and postoperative recovery, preferably supervised by a veterinary surgeon or technician.

Adequate support staff is a necessity. Negotiate for funding of research assistants, technicians, nurses, and secretaries, along with support for medical student research projects. The amount of secretarial, data management, and technical support to be available are critical. It may be desirable to negotiate for a total research budget to be managed by the research director.

There should be adequate computer hardware and software support along with access to hospital databases for demographic and retrospective studies. Ideally, the mainframe statistical and data base programs are available and usable without requiring support by information services. There may be charges for mainframe time and, if so, funding for this must be established. Computers and software quickly become outdated, so an information systems budget should also be negotiated. Because statistical analysis is a specialized field, the availability of outside statistical consultation is a necessity unless the department employs its own statistician. A statistical advisor familiar with clinical research should be available, along with departmental funding to pay for that service. Not all necessary resources may be available at the institution. The departmental chair may be able to identify resources such as biostatisticians, epidemiologists, physiologists, or other support at cooperating institutions.

A final step is to evaluate the ED volume and diversity to ensure that there is an adequate base to support a successful clinical research program. Areas of particular research interest such as pediatrics, toxicology, resuscitation, trauma, or prehospital care require a specific mix of patients in order to complete trials in a reasonable period of time. The hospital or billing service database can be used to retrieve a listing by ICD-9 code of patients that fall into specific areas of interest.

RESEARCH FUNDING

Determine how the existing research program is supported and review the record of grant support. There may be institutional seed grants, or funding available for new investigators. The institution's foundation may have access to other funds for specific projects. The departmental chair is in the best position to acquire institutional support for the recruitment of a research director. Resources such as start-up funds, secretarial support, and lab space may be controlled by a specific administrator or research committee. The chair may use the department's needs to hire a research director as leverage to obtain these items. Keep in mind, however, that this requires a commitment on the part of the chair to expend the political capital necessary to obtain these resources. Since the chair may have other areas requiring attention, there must be a demonstrated need for these resources.

It should be possible for most EM residents and junior faculty to start small, focused research projects with local funds, thus avoiding a formal grant process. Few residency programs have developed major sources of extramural funding, and the availability of local funds should be part of the initial job negotiations.

SPECIFIC BENEFITS

Research directors require opportunities to acquire new skills and knowledge to maintain their effectiveness. Such faculty development opportunities include time to pursue advanced degrees or funds to attend research, statistical, or other appropriate seminars. Determine if any discretionary funding is available for academic expenses, such as journals, software, reprints, small equipment, or society dues. The CME and travel budget should provide for personal CME conferences as well as research related meetings. Determine how it is decided which faculty attend a particular conference.

Lastly, establish how faculty are evaluated. Since the requirements for tenure vary, the formal written tenure rules should be reviewed as well as the actual achievements expected by the P and T Committee. The expectations for tenure and promotion in a research tract may vary from those in a teaching tract. Aside from tenure requirements, determine how the department sets expectations and bonuses, whether by grant support, number of papers, appointment to national committees, or resident teaching. Commit the director to achievable goals and determine what level of performance will be considered unacceptable, and conversely, what level will be considered superior. Make sure your position is challenging, personally rewarding, and supported by adequate resources.

TABLE 1

Barriers to Conducting Clinical Research*

Lack of Interest in Research by Staff

Lack of Meaningful Research Organization

Lack of Interdisciplinary Support and Collaboration

Patient Recruitment Problems

Clinical Priorities Impede Research

Lack of an Adequate Patient Base

Delays in Institutional Review Board (IRE) Approval

Data Retrieval Concerns

Lack of Expertise and Equipment to Process Data

Non-productive Statistical Analysis

*Presented at the third annual Research Director's Luncheon, 1990 SAEM Annual Meeting.

TABLE 2

Research Director

Administration

Responsibility

Resources

Benefits

Chapter Six

Negotiating a Departmental Chair Position

INTRODUCTION

Two determinations have to be made prior to the negotiations for a position as Departmental Chair. The first is the personal priority for goals such as research, a residency program, institutional influence, prestige, impact on medical school curriculum etc. The second is the institutional goals and objectives and how Emergency Medicine fits in with those plans. The secret to successful negotiation, and success as Departmental Chair, is to use the institutional strategic goals to meet personal and departmental goals.

Negotiating for the position of chair is different than negotiating for any other faculty level position in that one is negotiating not only for yourself, but for the department as a whole. The role of chair is fundamentally different from that of junior or senior level faculty. The chair is both a leader and a manager within the department and, yet, a faculty colleague. Solomon Papper, MD, in his book "Thirty-Five Years in the Tower", describes well the attributes of departmental chair: "A chair should be a leader. They should be inspiring and inspired individuals who will recruit others to take care of 'things' while the leaders focus on people. A chair must set the tone or atmosphere which should be one of fairness, intelligence, and respect for those in the department. A chair must serve to recruit people to the department who are 'better professionally' than they are. A chair must enjoy basking in reflected glory rather than in glory of their own. And, finally, the chair of a clinical department should be and remain a first rate clinician, teacher, and have a positive view of and experience with personal academic scholarship." Further information regarding the role of chair can be found in the excellent book, "Chairing the Academic Department: Leadership Among Peers," by Alan Tucker.

For the position of department chair, a number of scenarios are possible: One may be: (1) in the same institution with a newly created chair in emergency medicine; (2) in the same institution with prior chairs in emergency medicine; (3) in a different institution with a newly created chair in EM; or (4) in a different institution with a previous chair in emergency medicine. Negotiating in an institution which has never had a department of emergency medicine has both certain advantages and disadvantages. Since there is no prior model or expectation, all areas are free and open to discussion. However one may be forced into a departmental mold that exists for other departments with a lack of understanding of the needs of emergency medicine. The chair candidate will then need to work harder to provide a realistic and objective plan for the needs of the new department of emergency medicine.

AUTHORITY

The Chair should have final authority over Emergency Department policies and procedures. The Chair's ability to administer the Department will partly depend on how the Chair's position fits in the institutional hierarchy. There will always be limitations to a chair's independence and part of the interview with administrators and the dean should be devoted to defining limits. If the Chair's responsibility is to administrative channels, ensure that there is access to senior administration. Candid discussions with administrators and other Chairs should be directed toward identification of key players on the staff and the process by which the institution functions. Ability to expand the department and achieve departmental goals will depend upon both the formal and informal authority given to the Chair's position. That formal authority should include a hospital department seated on the same basis as other clinical departments. The informal authority will depend on the ability of the chair to work with other key individuals.

During the interview, determine which committees have influence over credentials, hospital appointments, medical staff/administrative coordination, Board of Trustees relations, billing, salaries, or other resource allocations. It will be essential to insure representation of Emergency Medicine on these committees. Determine the make up of the dean's executive committee or medical school steering committee. It is also appropriate to review access to hospital and medical school committees where one would want to be involved, such as the promotion and tenure committee and medical school curriculum committee.

OPERATIONS

Adequate number of nursing and support staff are essential for the operation of an ED. This number can be estimated by surveying departments of similar volume and acuity. Negotiations are an opportune time to advocate for an appropriate staff budget based on those surveys. The Chair's relationship with the Emergency Department nursing manager will be key in influencing changes and direction of the department. The Chair should have the opportunity to evaluate the nursing manager's performance.

The scope of nursing practice must be compatible with modern ED operation including the initiation of thrombolytic therapy and recovery from conscious sedation. Similarly, the Chair must have appropriate influence over the ED clerical staff to assure timely support for paperwork, documentation and billing. The Emergency Department administrative structure may have separate lines of authority for the clerical, nursing, and medical staff. Determine the level at which these groups interact to resolve operational problems and insure that the ED Chair will have final authority over operations. Secure a budget for EMS coordinators, trauma coordinators, secretarial staff, research assistants, and billing personnel.

The functioning of other ancillary personnel, such as radiology, laboratory, or EKG technicians may not be under the Chair's control but their effectiveness may be evaluated by reviewing quality assurance or time studies. The Chairs of these departments may welcome the opportunity to improve their own services in support of the ED. One of the keys to the Chair's success will be the views of other Chairs and their flexibility towards clinical practice in the ED. Discussions with these Chairs will reveal their understanding of emergency medicine. Their views may be a result of concerns such as their own residents' education, the need to protect turf, or financial issues. Identification of a few critical areas such as trauma care, the emergency care of children, or emergency ultrasound may allow for resolution of these issues during the negotiation process, particularly if a third party, such as the Dean or hospital president is able to broker an agreement.

In many hospitals there is a dominant department, whose Chair holds considerable influence over the direction of the institution. This individual must be identified and be supportive. Meetings with other Chairs should eventually result in agreements that give EM faculty the authority to admit patients, appropriate clinical privileges for procedures and timely consultation services (Table 2). EM residency programs require support from Surgery, Medicine, Pediatrics, and OB/GYN to provide inpatient rotations and to insure that EM residents manage critically ill and traumatized patients. This support should be established prior to accepting a position.

BUDGET

This is the time to secure budget support for recruitment of EM faculty. Negotiate for an adequate number of staff to meet the clinical, teaching, and research missions of the department. Projections on faculty numbers should be based on limiting the faculty clinical time to 20-30 hours per week. The faculty will require research space, academic appointments, opportunities for promotion, and protected non-clinical time. There must be adequate office space, secretarial support, office equipment, computers, and other supplies. There should be a secretary for every three to four faculty members with additional support for the residency program and departmental chair. Ideally, the negotiation will result in a sizeable research seed fund from the institution, along with research assistants and laboratory space.

The "honeymoon" period will be short lived, so major expense items should be addressed before accepting a position. Other items of importance include major equipment for the department, expansion of the nursing or ancillary support staff, and commitment of funds to the residency program.

The hospital's financial staff can provide information on the budgetary process and the manner in which priorities are set. They may give information on the financial strength of the hospital by providing such data as the hospital's credit rating, cash flow, and size of the restricted and unrestricted funds. Part of this information may be publicly available if the hospital has recently issued bonds.

Academic hospitals handle professional billings and collections in several ways. When the hospital bills and retains professional fees within its general fund, there may be the opportunity for an incentive arrangement. The Chair must oversee the manner in which professional fees are set and generated. Each academic department may run a professional corporation and under this arrangement the hospital may agree to provide guarantees or other legal or financial assistance for establishing a corporation. Lastly, many academic centers run under the control of practice plans. These practice plans may be departmental in which case established plans should be reviewed to determine whether there are essential changes that must be made. The fund balances, accounts receivables, and current obligations of the practice plan should also be reviewed. Determine the medical school budget and the practice generated income available to the chairman. The Dean may agree to provide research monies or stipends for medical student teaching. Conversely, the nature of the affiliation may be such that the department must pay a Deans tax" from practice earnings.

ACADEMIC

The nature of the university affiliation and the Chair's role with the university should be determined. The hospital president may be willing to influence the dean of the medical school to establish an appropriate status for Emergency Medicine at the university. Determine the nature of the proposed academic appointment, requirements for tenure, availability of appointments for other EM faculty, and the process for advancing those appointments through the university. Explore the opportunities, or obligation, to serve on university committees and faculty councils which influence the medical school curriculum and the access of emergency medicine to medical students. Curriculum time is closely guarded by long entrenched departments, but this is an opportunity to negotiate with the dean for Emergency Medicine time in the curriculum.

For laboratory investigation, adequate space is critically important for developing departments. Minimum laboratory requirements are in the 300 to 500 square foot range, while 1,000-2,000 square feet is ideal. This should include office space for research technicians and research-oriented faculty.

PERSONAL COMPENSATION

Chair's salaries vary widely depending on the nature of the institution, the professional fee billing arrangements, and geographic area. Salary ranges may be available from recruiting agencies, SAEM, AAMC, or by discreet inquiry among other Chairs within the Chair's region. In general, the chairs salary should be 150-200% higher than that of faculty. Other benefits include insurance such as vision, dental, medical, life, and disability. Moving costs may be substantial and any limitations on the types of moving services which can be engaged should be discussed up front. There must be some discretionary funds provided for seed grants, recruitment, travel, dues and subscriptions, research, or other academic purposes.

SUMMARY

There will be many items on the wish list during negotiations. By establishing priorities and ensuring that the essential items are granted in advance, future obstacles can be minimized. Increased institutional commitment up front will bode well for the future of the department.

Keep in mind that you have a position of considerable responsibility and authority. Be creative and bold in developing your "wish list". Items which you may consider difficult to obtain may be easily granted by the Dean or hospital president.

TABLE 1

Chairs Position
Issues to be Discussed During Interviews

Institutional Issues

Institutional strategic goals and objectives
Role of Emergency Medicine in meeting institutional goals and objectives
Short and long term goals for the department
Role of the Chair in institutional decision making
Opportunity for departmental growth in occupational medicine, hyperbaric medicine, toxicology, urgent care, etc.
Determine how institutional priorities and budgets are set
What are the risks and rewards of entrepreneurship
What is the hospital president's vision of an ideal department
What are the strengths and weaknesses of the institution
What is the mission of the institution and how is that mission accomplished

Academic Issues

What role can Emergency Medicine play in medical student education (didactic lectures, clerkships, BCLS courses etc.)
What is the school's plan for achieving academic excellence
What are the major research initiatives of the school and how can Emergency Medicine contribute towards those goals
What is the dean willing to do to promote an EM residency, academic department, medical student clerkship etc.
How does promotion and tenure work, what is it's practical importance, and how will EM research/teaching/service be viewed by the promotions committee

Interdepartmental Relations

General
How are admissions handled
How are disputes about admissions resolved
How many residents are assigned to the ED
How are private patients managed
What rotations are available for the EM residents
Are consultants available on a timely basis
Is there adequate follow-up for ED patients
Are there conflicts regarding clinical privileges for procedures performed by both EM and other specialties
Surgery - Who manages trauma resuscitation
Are there restrictions on the procedures that EM faculty can perform

Medicine

Who can approve interhospital transfers
What processes are in place to handle bed shortages
Who has final authority to admit to an ICU
Who controls observation beds

Pediatrics

Who manages pediatric resuscitation
Are neonatal resuscitation handled differently
OB/GYN - How are sexual assault evaluations and women > 20 weeks gestation managed, Is gyn ultrasound available after hours
Radiology - Are radiologists available after hours
Are special studies available
Can EM faculty perform ultrasound
Anesthesia - Are there limitations on privileges for intravenous sedation or rapid sequence intubation

Budgetary

Determine how private practice dollars are managed (practice plan, corporation, institutional control).
Are there rents, fees, or academic taxes paid from these monies
What is the availability of discretionary funds and seed grants
What are the rewards/punishments for meeting/exceeding budgets

Chapter Seven

Evaluating Benefits as Part of Your Compensation

Compensation packages include more than just salary, and physicians should also evaluate incentive compensation and benefits. These benefits have a certain cost, and physicians may have to choose between them and salary. It is therefore necessary to understand the dollar value of various benefits (e.g., what a physician would be required to pay in order to obtain such benefits for him or herself) and determine which are most valuable and compared to existing benefits such as disability and medical coverage that can be converted or continued. The types of benefits to be evaluated include: paid vacation, paid illness leave, parental leave, medical and disability coverage, life insurance coverage, continuing medical education allowance, professional liability coverage, and retirement benefits.

SALARY

Straight salary is easy to compare, unless incentive compensation is part of the equation. If incentive compensation (such as bonuses) is intended to be a part of compensation, fixed salary will be decreased.

INCENTIVE COMPENSATION

This usually represents periodic bonuses based on merit, performance or tenure. Incentive compensation is much easier to evaluate if it is based on clear, objective criteria, such as hours worked, or gross billings. Objective criteria allow the physician to target specific performance goals, knowing the incentive compensation rewards for achieving these goals. Certain departments give rewards for papers published, presentations, and other academic achievements.

Physicians should be afforded the opportunity to review the calculation of bonus compensation. For example, if based on specific gross billing targets, the physician should have the opportunity to review the billing information to verify the proper calculation of the bonus. These objective criteria can be set either by the department as a whole or by the chair, and may change along with the priorities of the department. It is best if these criteria are explored so that there is no misunderstanding later.

EVALUATING BENEFITS

In evaluating benefits packages, physicians should bear in mind the trade off between benefits and salary. After spending many years obtaining an education and perfecting their skills, many physicians are more interested in cash than in benefits. Certain benefits may be easily and affordably obtained by the physician outside the work place but many practice plans and groups offer a standard benefit package which is not negotiable. If supplemental benefits are needed, they can often be obtained through the group.

LIFE INSURANCE

Life insurance is very important for physicians in all stages of their lives. Typically, physicians completing their residencies are in the process of starting a family, and have accumulated large debt. An employer may provide a basic amount of group term life insurance. Other types and amounts of life insurance coverage should be evaluated. A recommended coverage amount for a married physician with a family should be 3-5 times gross annual earnings but may be modified depending on debt obligations and other income. Additional amounts of life insurance may be in one of the following forms:

Term Life Insurance - death protection over a specific period of time, for example 1, 5, or 10 years. The coverage provides death benefits, income tax free only to a named beneficiary. Term insurance has the lowest premium but offers no benefit unless the physician dies.

Whole (Ordinary) Life Insurance - This traditional form of permanent insurance offers a guaranteed rate structure throughout one's life. The premiums are much higher than term insurance since this coverage contains a savings element (ie, cash value accumulation) in addition to a specific death benefit.

Universal Life Insurance - This is permanent life insurance with more flexibility in that you can change the amount of protection, or the amount and timing of payments. The savings accumulate at competitive current rates. Accumulated funds may also be accessed without borrowing.

Young physicians generally require life insurance only for death benefit purposes. They need "pure' life insurance, which comes in the form of term insurance. Other types of life insurance, such as whole life or universal life, contain an investment element which can be important to older physicians. In evaluating a life insurance package offered by an employer, the physician should determine whether 1) it contains the kind of insurance that meets his/her current needs, 2) whether or not the benefit is easily obtained outside the employment context, and 3) whether the life insurance can be continued by the individual upon leaving employment.

MEDICAL BENEFITS

Medical insurance obtained on a group basis is usually less expensive when compared to an individual policy. Important considerations in the case of medical benefits are 1) dependent coverage (whether the physician has to pay a percentage of the premium); 2) the deductible and maximum out of pocket expenses for claims; 3) restrictions on the panel of providers that can be used; 4) the expense of the medical insurance, compared with the physician's ability to obtain such coverage elsewhere (the physician may be able to obtain discounted rates from the local medical society); 5) exclusions such as dental and maternity coverage and pre-existing conditions.

DISABILITY BENEFITS

Important considerations in the disability area are 1) the percentage of compensation covered, both in terms of benefit amount and duration; 2) if the definition of disability means unable to work as an emergency physician, or work as any type of physician.

A. INDIVIDUAL DISABILITY COVERAGE

Individual disability coverage policies are portable and flexible with respect to coverage elimination and benefit periods. Existing individual coverage may be integrated into an employer sponsored individual disability program.

Individual coverage should be non-cancelable by the company and guaranteed renewable so the insurance company cannot drop you if you become high risk. It should pay if you are unable to work in your specific specialty.

The industry standard provides benefit amounts of 60-70% of gross compensation. Plans with lifetime benefits provide maximum protection at a relatively low cost if they are begun at a younger age. Most carriers offer reduced rate or step-rate premium plans for young professionals. Residual or partial disability benefits should be included in coverage. Take advantage of options that guaranteed future insurability and non-disabling injury benefit.

B. GROUP DISABILITY PLANS OR ASSOCIATION SPONSORED DISABILITY PROGRAMS

Employer sponsored group plans and plans offered through national, state or fraternal medical organizations offer less expensive, generally less comprehensive disability coverage.

The definitions are usually more generalized and therefore less favorable than those found in individual coverage. These plans should be examined to make sure they meet individual physician needs.

C. ADDITIONAL INSURANCE

A particular physician may wish to augment the medical or disability coverage by obtaining additional private insurance in addition to the employer's plans. Before departing to your new place of employment it may be beneficial to review the coverage you already have in place.

COBRA regulations give the right to continue one's former group's medical coverage for up to 18 months, provided that one notifies the former employer within 60 days after termination. This may be helpful if there is a waiting period prior to being covered on the new employers's health plan, and if there are preexisting conditions to consider.

The ability to convert or continue a disability policy needs to be reviewed. If disability coverage has been in place for a period of time, or if one has had an injury or illness, the new coverage may cost more or may be restricted by some type of rider. An additional disability policy may be purchased in addition to new institutional coverage to increase the benefit commensurate with a new level of income.

RETIREMENT BENEFITS

Retirement plans are established by employers on behalf of their employees. Thus, a new physician employee usually does not have the opportunity to establish his or her own retirement plan, separate from the employer, unless the physician has substantial outside employment. Retirement plans fall into two general categories: defined benefit plans and defined contribution plans.

Defined benefit plans allow individuals to fund a specific, defined retirement salary (hence the name "defined benefit"). These plans generally favor older employees and can, under current law, allow the sheltering of up to $100,000 per year. These types of plans are less favorable for younger employees, because of the actuarial calculations used in determining the annual contribution. For a young physician, participation in a defined benefit plan may not be a valuable employment benefit.

Defined contribution plans focus on the annual contribution to the plan, rather than on the specific retirement benefit. These plans benefit highly compensated employees of all ages. The maximum deferral amount under a defined contribution plan, or combination of defined contribution plans, is $30,000 per year.

Examples of defined contribution plans include money purchase plans and profit sharing plans. Another form of defined contribution plan is the so- called "401(k)" plan. These are funded from payroll deductions. Current maximums in 401(k) plans are approximately $9,000 per year. The 401(k) plan is primarily a tax deferred savings vehicle. Finally, an employer may decide to set up a simplified employee pension ("SEP") plan. In a SEP, the employer adopts a program to contribute the 401(k) maximums to each employee's separate Individual Retirement Account ("IRA"). Thus, although an employee can usually contribute no more than $2,000 per year to an IRA, an employer established SEP can contribute much more to the same IRA.

It is important to note that all of the foregoing plans are employer established. The employee cannot, without having a substantial outside income and operating through a separate professional corporation, establish one of these plans. The money placed in one of these plans must remain there and cannot be used for disposable spending purposes. It may be possible to borrow against some of the funds.

In summary, decisions about benefits require examination of current financial needs and projected retirement expenses to determine what benefits are most important. For example, a single physician who just completed a residency may need less life insurance than an older physician or a physician with a family. It is therefore important that one seek the advice of an accountant, attorney, and an insurance agent, before purchasing or establishing benefits that may not be needed.

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